Marketing Review Analyst

Marketing Review Analyst at Sei

$ Confidential

When you step into SEI – anywhere in the world – you know you’re not inside a traditional financial services company. We have no offices. Our open innovation spaces spur creativity, the provocative artwork inspires conversation, and the flexible work-life balance drives personal and professional growth. We are a place to inspire your work, build your voice, and grow your community. We’re different. And we’re proud of it.

SEI has an immediate opening for a highly-motivated, results-oriented Marketing Review Analyst to be member of the SEI Legal and Compliance Team. This position is located in SEI’s headquarters located in Oaks, PA but can also be a remote position.
The Marketing Review Analyst will be responsible for the review of marketing materials for SEI’s internal business units and its external clients. The position provides the individual with a comprehensive understanding of SEI’s business lines, SEC and FINRA regulation and exposure to a broad array of issues within the Legal and Compliance Team that impact SEI and its clients. The Marketing Review Analyst will be a subject matter expert in the issues that affect clients’ investment products and solutions.
As a Marketing Review Analyst, you will also be expected to stay abreast of changes to the regulations affecting investment advisors, registered and unregistered products and work with the business units and clients to educate them on changes as they occur. This position will include interaction with various SEI business partners and external SEI clients.

Core Expectations:
Perform task-based work as well as undertake and execute on longer-term, project-based work.
Work with a team of others that have similar functions to discharge a group role or function.
Collaborate well with market unit teams, while insuring that decision making stays within the appropriate levels of risk appetites.
Operate under regular supervision.
Support team in executing deliverables for market units.
Be a reliable transmitter of information, i.e. you report issues “up the chain” as opposed to resolving on your own.
From time-to-time supervise the most junior team members in resolution of documented issues and training.
Be dedicated to developing expertise in your subject matter.

What you`ll do:

  • Reviewing marketing communications for clients, such as advertising, sales support materials, client communications, websites and social media.
  • Staying abreast of changes to laws and regulations affecting the management, operations, and product offering of SEI and its clients
  • Coordinating with legal counsel and business unit to ensure adherence to laws and regulations relating to new or revised products and service offerings
Liaise with FINRA regarding the review of filed marketing materials
  • Coordinating issues and projects with other teams
  • Participating in client and business unit initiatives and projects
  • Keeping abreast of industry standards and knowledge to be able to communicate with both internal and external clients
  • Interacting effectively with clients and other SEI teams
  • Provide support to clients in various time zones
What you bring to the table:
  • BA/BS degree
  • A minimum of 2 years related marketing review, compliance officer, or related industry experience
  • Series 7 and 24 registrations preferred, but not immediately required
  • Proficient knowledge of financial services industry; knowledge of applicable rules, regulations and federal and state securities laws (SEC and FINRA) a plus.
Self-starter with excellent organizational and time management skills
Exceptional interpersonal skills and ability to collaborate and problem-solve among the team and with clients.
  • Minimal travel (
Attributes we value:
Team Player
High Integrity/Ethics
Good Communicator/Listener
Sound Judgment
Dedicated to Self-Improvement
While the above characteristics are prerequisites for all members of the SEI Legal & Compliance department, employees who consistently demonstrate the following behaviors are able to distinguish themselves and will be recognized and rewarded, including by receiving opportunities for professional growth and career progression:
A Team Builder
A Strategic Thinker
A Positive Influence
SEI is an Equal Opportunity Employer and so much more…
SEI is a leading global provider of investment processing, investment management, and investment operations solutions. Reflecting our experience within financial services and financial technology our Oaks, PA office encompasses an open floor plan and numerous art installations designed to encourage innovation and creativity in our workforce. We recognize that our people are our most valuable asset and that a healthy, happy, and motivated workforce is key to our continued growth. At SEI, we’re (literally) invested in your success. We offer our employees paid parental leave, back-up childcare arrangements, paid volunteer days, education assistance, and access to thriving employee networks.
SEI is an equal opportunity / affirmative action employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability status, protected veteran status, or any other characteristic protected by law.

Published 2021-11-17

Sei looks for a Marketing Review Analyst in Home, PA location.

How much Social Media Analyst Jobs professional earns at Sei?

The proposed salary for Social Media Analyst Jobs position at Sei is Confidential.

Marketing Review Analyst responsibilities at Sei

According to the common industry standard, Social Media Analyst Jobs specialist is in charge for the following activities.

Required Social Media Analyst Jobs qualifications at Sei

To be disscussed with candidate