Marketing Supervisory Analyst

Marketing Supervisory Analyst at D.A. Davidson Companies

$ Confidential

Job Description:


Under the supervision of the Wealth Management Marketing Supervisory Officer, the Marketing Supervisory Analyst serves as a marketing expert within the supervisory team and a resource for various departments and the front office regarding Communications with the Public. This role is responsible for reviewing and providing guidance and principal approval of brokerage and advisory communications in compliance with FINRA, SEC and state securities and insurance laws, rules and regulations.

Required Experience:


  • Bachelor’s degree in finance, accounting or business-related field; or relevant securities industry experience.
  • Applicable industry exams: FINRA SIE, Series 7, Series 9/10 or 24, and Series 66 or 63/65.
  • Solid knowledge of FINRA, SEC, and MSRB rules concerning advertising and communications with the public, including social media.
  • Prior experience reviewing and approving broker/dealer and investment advisory communications including social media communications.
  • Strong written, oral and human relations skills. This role interacts with branch staff, marketing department personnel, and other supervisory personnel.
  • Ability to independently, reasonably, and consistently apply Communication with the Public rules in a supportive marketing environment.
  • Ability to assess overall risk and propose creative solutions based on current regulatory requirements.
  • High understanding of various software and capabilities, including Word, PowerPoint, Excel, and Outlook.
  • Strong organizational skills and attention to detail. Ability to work with a high-degree of accuracy while prioritizing multiple tasks.
  • Team player who projects a professional and personable manner at all times. Maintain client and Firm confidentiality.
  • Occasional opportunity to travel to educational conferences
  • Ability to adapt to change and exhibit sound judgment.
  • Ability to maintain regular, predictable attendance.

Published 2022-05-13

D.A. Davidson Companies looks for a Marketing Supervisory Analyst in Remote location.

How much Social Media Analyst Jobs professional earns at D.A. Davidson Companies?

The proposed salary for Social Media Analyst Jobs position at D.A. Davidson Companies is Confidential.

Marketing Supervisory Analyst responsibilities at D.A. Davidson Companies

According to the common industry standard, Social Media Analyst Jobs specialist is in charge for the following activities.

Required Social Media Analyst Jobs qualifications at D.A. Davidson Companies

To be disscussed with candidate